Compliance Manager | Featured Candidate

Denver Compliance Manager

Financial Compliance Officer with broker and investment consultant experience, seeking full time position, open to temp

Candidate Profile

This J. Kent Candidate presents with 3 years’ experience as the Director of Compliance, 6 years’ overall experience in compliance and over 14 years’ experience in the financial services industry. This candidate’s career started with Charles Schwab as a Broker and progressed to an Investment Specialist, Sr. Business Operations Analyst, Compliance Team Lead and finally Director of Compliance throughout the financial services industry. With 7 financial licenses, solid education credentials and diverse experience, this candidate is open to temporary and contract opportunities as well as direct hire.

To learn more about this J. Kent Candidate, call 303-777-7734

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