This J. Kent Candidate presents with 3 years’ experience as the Director of Compliance, 6 years’ overall experience in compliance and over 14 years’ experience in the financial services industry. This candidate’s career started with Charles Schwab as a Broker and progressed to an Investment Specialist, Sr. Business Operations Analyst, Compliance Team Lead and finally Director of Compliance throughout the financial services industry. With 7 financial licenses, solid education credentials and diverse experience, this candidate is open to temporary and contract opportunities as well as direct hire.
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